About &Partners
Disclosures

Disclosures

BrokerCheck

Legal & Regulatory Disclosures

Following are the legal and regulatory disclosures for &Partners. You may open or download each document.

Legal and regulatory documents

Form CRS – Client Relationship Summary

Regulation Best Interest Investment Services and Fee Summary

Acknowledgment of Fiduciary Standard Under Title 1 of ERISA and PTE 2020-02

Business Continuity Plan

Broker Dealer Recruitment Disclosure

Code of Business Conduct and Ethics

G-10 Disclosure

Electronic Notice and Signature Disclosure

&Partners Miscellaneous Fee Schedule

Model Extended Hours Trading Risk Disclosure Statement

Order Routing Practices – SEC Rule 606

Bank deposit sweep program documents

BDSP Disclosure

BDSP Participating Banks

BDSP Rate Sheet

Privacy disclosures

California Privacy Policy

Digital Privacy Policy and Terms & Conditions

Connect with &Partners today

By continuing to use this site, you consent to our use of cookies. To find out more, please visit our Digital Privacy Policy.

Cookie name: _session_id
Duration: Session
Description: This cookie creates an interim session ID used as an in-session user ID.

Cookie name: gg-cookie-settings
Duration: 90 days
Description: Cookie set by a website or web application that utilizes a cookie consent management solution provided by Gravity Global.

Cookie name: animation_disabled_wp-madison-stg-kmopb.statik.space
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

Cookie name: animation_disabled_brands
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

Cookie name: animation_disabled_our-solutions
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

Cookie name: animation_disabled_our-story
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

Cookie name: animation_disabled_thought-leadership
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

Cookie name: animation_disabled_contact-us
Duration: 24 hours
Description: This cookie is responsible for animation on a page.

No advertisement cookies stored.

Cookie name: _ga_KF3BKCYNSL
Duration: 14 months
Description: This is a pattern type cookie set by Google Analytics, where the pattern element on the name contains the unique identity number of the account or website it relates to. It appears to be a variation of the _gat cookie which is used to limit the amount of data recorded by Google on high traffic volume websites.

Cookie name: _ga
Duration: 24 months
Description: Google Analytics cookie enabling control of one-time visits. This cookie is installed the first time a user enters the website through a browser. When the user comes back to the website through the same browser, the cookie will consider him to be the same user. Only in the event that the user changes browser, will he be deemed to be a different user.

Save my preferences

© 2024 &Partners. All rights reserved

Home
About &Partners
Contact

Disclosures
BrokerCheck
Privacy Policy
Form CRS

&PARTNERS^SM is the enterprise trade/marketing name for Ampersand Partners LLC, a Delaware limited liability holding company, and its subsidiary, &Partners LLC, a Tennessee limited liability company. Securities and advisory services offered through &Partners, LLC, member FINRA, SIPC. Please see FINRA’s BrokerCheck for information on our firm and representatives as well as these important disclosures.